Fundamentals of Financial Regulation
Tutor-Led Class @ NGN250,000.00 per Participant
Online @ NGN230,000.00 per Participant
On-Site available on formal request
Venue: Workproskills Training Centres
Dates: Lagos (Nov. 3 - 7, 2025), Abuja (Nov. 10 - 14, 2025), Port Harcourt (Nov. 17 - 21, 2025), Ota (Nov. 24 - 28, 2025)
Time: 0900Hr - 1600Hr Daily
Course Overview
This course provides participants with a solid foundation in the principles, objectives, and evolution of financial regulation. It explores the role of regulatory frameworks in ensuring financial stability, protecting consumers, and maintaining market integrity. Participants will gain insights into the global and local regulatory landscape, compliance requirements, and the challenges of balancing innovation with oversight.
Learning Objectives
- Understand the purpose and scope of financial regulation
- Examine the evolution of regulatory frameworks globally and locally
- Identify key regulatory institutions and their roles
- Explore compliance obligations for financial institutions
- Assess the impact of regulation on financial stability and innovation
Who Should Attend
- Banking and finance professionals
- Compliance and risk officers
- Legal and regulatory practitioners
- Policy makers and regulators
- Professionals seeking careers in financial governance
Course Outline
Day 1 - Introduction to Financial Regulation
- Principles and objectives of regulation
- Historical evolution of financial oversight
- Case studies of regulatory reforms
Day 2 - Regulatory Institutions and Frameworks
- Global regulatory bodies (BIS, IMF, IOSCO, etc.)
- National regulators and their mandates
- Comparative analysis of regulatory models
Day 3 - Compliance and Risk Management
- Core compliance requirements for banks
- Risk-based approaches to regulation
- Internal controls and governance structures
Day 4 - Regulation and Market Integrity
- Consumer protection and transparency
- Anti-fraud and anti-manipulation measures
- Balancing innovation (fintech, crypto) with oversight
Day 5 - Future of Financial Regulation
- Emerging trends in RegTech and SupTech
- Cross-border regulatory cooperation
- Capstone: Designing a compliance improvement plan
Course Details
Duration: 5 days
Time: 9:00 AM - 4:00 PM daily
Venue: Workmanskills Training Centres (Lagos, Abuja, Port Harcourt, Ota) + Virtual option
Fees & Inclusions
NGN250,000 per participant. Fee includes training materials, case packs, refreshments, and certificate.
Certification
Certificate of Completion in Fundamentals of Financial Regulation issued by Workmanskills Consult.