Compliance Risk and Regulatory Expectations
Tutor-Led Class @ NGN250,000.00 per Participant
Online @ NGN230,000.00 per Participant
On-Site available on formal request
Venue: Workproskills Training Centres
Dates: Lagos (Jul. 13 - 17, 2026), Abuja (Jul. 27 - 31, 2026), Port Harcourt (Jul. 20 - 24, 2026), Ota (Aug. 3 - 7, 2026)
Time: 0900Hr - 1600Hr Daily
Course Overview
This 5-day course provides a comprehensive understanding of compliance risk and the evolving regulatory landscape for financial institutions. Participants will learn how to identify compliance obligations, assess risk exposure, implement controls, and respond to regulatory changes and enforcement actions.
The course covers global and local compliance frameworks, regulatory reporting, conduct risk, anti-money laundering (AML), and data protection. Through case studies and practical exercises, participants will build the skills to manage compliance proactively and align it with business strategy and governance.
Learning Objectives
- Understand the nature and sources of compliance risk
- Identify key regulatory requirements and obligations
- Design and implement compliance risk management frameworks
- Conduct compliance risk assessments and gap analysis
- Monitor regulatory developments and respond to changes
- Build effective compliance reporting and communication systems
- Integrate compliance into enterprise risk and governance structures
Who Should Attend
- Compliance officers and managers
- Risk and governance professionals
- Internal auditors and legal advisors
- Regulators and supervisory authorities
- Board members and senior executives
Course Outline
Day 1 – Introduction to Compliance Risk
- Definition and scope of compliance risk
- Sources of compliance obligations
- Regulatory expectations and enforcement trends
Day 2 – Compliance Frameworks and Controls
- Designing compliance programs
- Policies, procedures, and control testing
- Roles and responsibilities in compliance governance
Day 3 – Risk Assessment and Monitoring
- Compliance risk assessment methodologies
- Gap analysis and remediation planning
- Monitoring and surveillance systems
Day 4 – Regulatory Reporting and Communication
- Reporting obligations and formats
- Interaction with regulators and supervisory bodies
- Board and executive reporting
Day 5 – Case Studies and Integration
- Case studies: AML breaches, data privacy violations, conduct risk
- Group exercise: building a compliance risk dashboard
- Linking compliance to ERM and strategic planning
Course Details
Duration: 5 days
Time: 9:00 AM - 4:00 PM daily
Venue: Workmanskills Training Centres (Lagos, Abuja, Port Harcourt, Ota) + Virtual option
Fees & Inclusions
NGN250,000 per participant. Includes training materials, refreshments, certificate, and access to post-course resources.
Certification
Certificate of Completion in Compliance Risk and Regulatory Expectations issued by Workmanskills Consult.